What is Compliance Pathways?

A practical set of resources, organized the way you think.

The resources in Compliance Pathways are organized by subject matter, helping you find what you are looking for without having to know exactly which regulations apply to the topic you're researching. Resources are set up in departments that are most common for community bankers:   
Essential Information
Resources found under this section are developed by our professional staff and will explain the basic requirements.
Texas Specific Information
Resources with (Texas) within the name are state specific documents and content. Look for this   icon within documents to view Texas specific content on the subject.

This is where various tools can be found to help you and your bank comply with rules/regulations such as: charts, forms, checklists and more that have been created by the Compliance Pathways professionals.

Documents found in this section are publications, FAQs, interagency guidance and more that the Compliance Pathways staff has curated and deems worthy as a credible resource.

Compass Points
Focused FAQs on a single regulatory issue that provide a quick analysis (with references) on a tricky issue and expand on the material found in Overviews.

Policy and Procedures
Policy and procedure samples for your use.

Training and Education
Under the training section, you will find training materials, recorded webinars, podcasts and more.  You can find a complete list of Training and Educational opportunities here.


Daily News Feed
As a subscriber, you will automatically receive a daily email containing a collection of news releases from all of the major regulatory agencies, including the FDIC, OCC, FRB, CFPB and FinCEN. This email will be delivered directly to your Inbox Monday-Friday each week.

What's Keeping Me Up Weekly Update
The "What's Keeping Me Up" newsletter explores one topic each week and the potential impact on your bank.

Compass Monthly Newsletter
On the third Friday of each month, we will provide you with a newsletter that includes the most recent version of Capitol Comments and a listing of new resources available to you on the website.  

Additional Personalized Services Offered

  • Policy Review
  • Marketing/Advertising Material Review
  • Compliance consulting through chat, email or by phone
  • Credit risk consulting
  • Monthly: Virtual Meetings